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Risk Library

CCL

For over 25 years CCL has been guiding companies through the complexities of financial services regulation. So you can concentrate on your business - while we help you meet your regulatory responsibilities.

FCA’s Use of Dealing Commission

On 10th July 2014 the FCA issued Discussion Paper 14/31 on the use of dealing commission regime: “Feedback on our thematic supervisory review and policy debate on the market for research”. This Discussion Paper builds on the Consultation Paper CP 13/17: “Consultation on use of dealingcommission…