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Compliance

321 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

MiFID II - Quick Start Guide

This white paper is designed to help organisations get up and running with the major components and related processes for MiFID II. It further explores how your organisation can quickly build a fully integrated regulatory reporting solution to aid compliance.