This paper broadly sets out the critical steps of complying with IFRS 9 and suggests the most effective ways to accomplish them. It further explores the primary elements of IFRS 9 to help aid context and understanding.
Financial Services Whistleblowing Regulation Survey – Assessing the impact of the FCA/PRA senior managers regime whistleblowing rules
This white paper examines organisational approaches to whistleblowing and incident reporting. The paper provides findings, analysis and recommendations into the impact of the new whistleblowing rules issued by the Financial Conduct Authority and the Prudential Regulation Authority.
Interest Rate Risk In The Banking Book – How to manage IRRBB considering the Monetary Policy and the new regulation
This white paper focuses on understanding how current market conditions (low interest rates) can affect banks’ revenues and profitability. The paper further analyses, via simulations on a real portfolio, the impacts of interest rate moves on the Economic Value of Equity and the Earnings at Risk.
Default rates on commercial credit facilities are at their highest rate in almost two decades, and automation is an effective tool to help banks improve transparency, enhance management control and increase operational effectiveness.
Wholesale credit is a bright spot for financial institutions. It did not cause the financial crisis, it does not lend itself to systemic risk, and it remains a profitable area for banks. Unfortunately, most banks do not have an adequate risk framework in place to fully take advantage.
Managing legal risks from the perspective of general counsel are reviewed. Supporting lawyers in making risk decisions, escalating issues and integrating with the risk management frameworks and risk culture of the broader business is a new point of focus for corporates and financial institutions.
This report is a valuable resource which will enable you to gain a competitive advantage in the increasingly important area of risk transparency and reporting. Learn how to dissect the form, content and subjective transparency of the information you provide to management and outside stakeholders;…
This white paper provides an outline of changes to Japan’s insider trading and the related monetary penalty system in late 2012. Also in the spotlight are further potential changes to their Insider Trading Regulations expected to come about in 2013.
Combating money laundering and other financial crime is a pressing pan-global concern and a focus of the UK's regulators, with failings in this area carrying significant risk. This white paper reviews the latest issues of concern and proposed regulatory changes impacting the financial sector.
What is current legislation relating to individuals at the helm of a bank, and what impact does it have? …