Regulation
699 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
The Buy Side and System Consolidation— Grasping the Nettle
What is preventing your firm from enhancing its investment management technology? Learn from other firms in this whitepaper:
Real-Time Risk Management in Practice
The word “real time” is used frequently in discussions related to risk management, especially as it pertains to technology innovation. It is one thing to talk about real-time risk management in a theoretical sense, it is quite another to talk about it in practice. In this whitepaper a group of…
Corporate Actions Processing—Data Quality and Automation Are Key
Which corporate actions use-cases will grow in importance in the next 1-3 years? Discover in this whitepaper:
The pitfalls of out-of-the-box surveillance
Today’s fast-changing markets and complex trading environment require capital markets firms to take a more holistic approach to trade surveillance
OUTSOURCED TRADING: Competitive Advantage for Growth
Here are the experiences of three fund managers who chose to outsource execution, how they perceive the service, and why they did it.
Chartis RiskTech Quadrant Outsourced Trading Solutions, 2021: CF Global Trading
As the buy-side increasingly views the sell-side as ‘algo delivery systems,’ asset managers are increasingly demanding ‘higher-touch’ solutions that address their trading pain points head-on. The coronavirus pandemic and the expanding working from home (WFH) environment have led to growing demand…
Contextual Decision Intelligence: Raising the Bar of AML Detection and Investigation
This Impact Report sets forth a case study that explores the imperative for new and emerging AML technologies for the financial services industry. It reveals how tools such as dynamic segmentation, entity resolution, network link analysis, and advanced analytics deliver greater risk coverage as…
Maximize Your Decision Intelligence by Analyzing Contextual Data Across the Enterprise
Only 10% of data deemed potentially useful by enterprises is actually being analyzed today. With the right technology, organizations can harness the value of their huge volumes of data. What will you learn from this document: - The missed opportunity of today’s analytics investments - Opening up…
Why do BI solutions struggle so much when it comes to market risk analytics?
This white paper addresses the deficits in business intelligence solutions for market risk since many lose performance once faced with non-linear calculations and aggregation of complex financial instruments. It also looks at how to weave together disparate technologies across the bank and…
Connected Data - Unlocking Hidden Value in Market and Reference Data Across the Organisation
Refinitiv recently conducted a survey of nearly 1600 executives who engage with market and reference data globally. This survey seeks to uncover how firms’ market and reference data strategies are evolving in response. What we found is that firms currently do not have access to the market and…