Regulation
705 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
IFRS 9 Will Significantly Impact Banks’ Provisions and Financial Statements
This white paper gives practitioners a snapshot of the “current state” of the industry, while assessing the challenges banks face while transitioning to International Financial Reporting Standard 9 (IFRS 9). It also includes a series of comments on best practices and industry trends.
Fundamental Review of the Trading Book: Impacts on financial institutions in Australia
This white paper aims to outline the Fundamental Review of the Trading Book's key requirements, and how they translate into processes in and around the trading book. It offers suggestions with respect to best practices for the design and development of a platform to meet concerns raised by…
Post-Scoring Classification for Low Default Portfolios
This whitepaper aims to provide clues for optimizing Post-Scoring classification as well as analysing the relationship between the number of classes in a rating scale and the impact on regulatory capital for Low Default Portfolios.
Next-generation governance, risk and compliance (GRC)
This white paper explores the emerging GRC challenges in the regulatory and business environments. It further discusses how the next-generation of GRC is evolving to suit the new changes business needs.
Dynamics of disruption: An ‘Uber’ approach to compliance reporting
This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting.
Pursuing the ideal reference data utility: Best responses to business drivers and management complexities
This special report includes a virtual roundtable by thought leading professionals, drawing on the latest and most relevant news. The report also gives an in-depth insight into a new approach to reference data management.
AML in Asia: Future-proof strategies for a time of flux
This white paper discusses how compliance to AML regulation is becoming an increasing force in Asia-Pacific countries and the possible challenges that financial institutions may endure.
Credit risk management: Collateral, covenants and risk review
Credit risk management only begins with the approval of a loan. The ongoing processes of managing collateral, loan covenants, and monitoring the borrower’s financial condition are key to ensuring that the bank is in the best position to minimize its loss, should the borrower encounter issues.
What do rising trade reporting costs mean for your firm
This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting.
The Rising Cost of Trade Reporting: Can firms afford to stay compliant?
This white paper explores the current state of trade reporting and shows how growing costs, complexity and regulatory scrutiny are fueling a compelling business case for third-party managed solutions.