Regulation
707 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Practical considerations for ORSA modelling
This paper outlines three key areas of the ORSA requirements, for which we observe a need for further improvement to actuarial modelling techniques. The ORSA guidance establishes that an ORSA report should contain analysis that includes:a) A forward looking assessment of risk and solvency levels…
Global Conduct Risk Report
To support the financial services industry in its management of conduct risk, and enable firms to benchmark their own practices against global peers, Thomson Reuters has undertaken its first survey dedicated to finding out how the industry is defining and dealing with conduct risk. The responses…
CVA and Counterparty Risk Management: a survey of management, measurement and systems
The paper presents the results of a survey that looks to establish the management processes, measurement and systems that banks use to control counterparty risk paying particular focus on two important metrics in counterparty risk: Potential Future Exposure (PFE) and Credit Valuation Adjustment …
Understanding ORSA, A Global Regulatory Regime for Insurers
Read this whitepaper to:Understand how the ORSA regulations developed globally Review ORSA framework information for 15 jurisdictions Read about the latest changes to ORSA regulatory regimes
Conduct Risk - When Compliance Becomes a Game
Read this whitepaper to explore contrasting views of risk, the various categories of compliance games, and understand why many conduct risk controls have historically failed.
A sophisticated approach to capital modelling
How can you stop seeing regulatory change as an obstacle, and start seeing it as an opportunity? As regulators in the insurance sector increase their focus on risk management, insurers need to respond quickly to put new systems and processes in place.
Model Risk: The Challenges of Legacy Code and Best Practices
In this paper, we will examine the most common types and sources of model risk, and then outline best practices that practitioners can utilize in their model validation processes.
Mastering Model Risk: Assessment, Regulation and Best Practices
In this white paper, we explore the evolution of model risk, including regulatory drivers and industry challenges. We also take a closer look at model risk analysis, examining model assessment, validation and review processes.
Webinar - Collateral and counterparty tracking - the practical challenges of the new margin regime for non-cleared trades.
FREE webinar: 'Collateral and counterparty tracking: The practical challenges of the new margin regime for non-cleared trades.'
Nonbank SIFIs: No solace for US asset managers
This Regulatory Brief analyses the OFR report and the Consultative Document, and concludes with our continued view that the council will propose a few large asset managers for designation.