Regulation
707 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Risk Management and Compliance in 2008
Competitive advantage from faster, more flexible and dynamic risk management. Risk management and regulatory compliance are fundamental functions in any financial institution. They are inextricably linked, operate to exacting standards and are about to go through a period of significant change.
Managing 21st Century business and Technology Innovation
The payments industry is changing as competitive pressures, regulatory burdens and customer entitlements increase.This paper shows how the IBM System z can be an indispensable asset to financial institutions confronting payments challenges today.
Next-Generation Wealth Management - Exceeding expectations through responsive, dynamic client reporting
This white paper, jointly authored by wealth management experts from Actuate and IBM and gives valuable and timely insight into how the wealth management industry is adapting its products and services suites to accommodate a new generation of wealth creators.
Exploring an integrative records management approach
This white paper explores an integrative records management approach and how it can lead to enhanced competitiveness, more agility to meet specific customer needs, minimised legal risks, and higher profits.
The Challenges facing today's CEOs - Unlocking the Enterprise of the Future
What will the enterprise of the future look like? To answer that question, IBM spoke with more than 1,000 CEOs from around the world. These conversations, together with the statistical and financial analyses, provide a unique perspective on the future of the enterprise.
How to achieve data compliance and reduce risk for your company
This major European mobile telecommunications company assembled a senior team to drive a project aimed at solving a number of complex eDisclosure/information security issues across its geographically dispersed business. Find out why they turned to Guidance Software.
The Global CFO Study 2008 - Balancing Risk Management with an Integrated Finance Organisation
This FREE 2008 CFO Study pulls together the interviews of more than 1,200 CFOs and senior Finance professionals to discuss their views on the challenges facing todays FDs and CFOs looking at globalisation and managing Risk.
Transfer Of Data From The UK To The US In Compliance With EU And UK Data Protection Restrictions
UK companies that must transfer their employee data to the US are often unclear on whether such transfers are compliant with UK regulations. In general, transfers are not favoured but there are exceptions. This white paper summarises the relevant provisions in the EU Data Protection Directive and…
The fast close - Achieving Quick Wins and Big Wins
This white paper looks at how corporate finance centers can overcome the barriers to fast close and identifies solutions to help organizations sustain and improve their close times.
Client Data Management - The holy grail for financial market institutions
A strategic, enterprise wide Client Data Management Solution can help you move towards having your client data centrally stored, cleansed, normalized, validated and distributed across your business, helping you realize long-term benefits and increase your regulatory compliance.