Regulation
705 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Navigating Turbulent Waters – Are We Prepared for the Basel Journey?
The expansion of Basel requirements involves more than a simple finalization of Basel III reforms. The updated requirements and new calculation rules are so comprehensive that they have been informally dubbed “Basel IV” and there is no industry consensus on what a future Basel regulatory scenario…
Building Business Resiliency
If your organization is like so many others today, it’s become a complex tapestry of products, services, processes, technologies, employees, third parties and more. Each of these organizational components adds another level of complexity, which in turn magnifies the fragility and intricacy of your…
Next steps for MRM in South‑east Asia
Financial institutions across South‑east Asia face challenges assessing and measuring non-financial risks (NFRs) inherent in their business models, and are therefore concerned about regulatory scrutiny, transparency and the use of models within their businesses. SAS explores how financial…
Four Paths to Managing Third-Party Risk in the Digital Era
This paper describes four aspects of third-party relationships that an organization must address in their effort to successfully manage third-party risk.
Credit Risk Management Under Basel IV and Beyond
Basel IV has changed the way banks need to deal with the impact of credit risk on their finance, risk and regulatory compliance functions. It is no longer enough to address credit risk in isolation, as was the case under the Basel I and II guidelines.
Are You Able To Identify Money Laundering Behavior?
This real-time transaction monitoring game offers users the chance to showcase their expertise and identify suspicious transactions and catch criminals, while also minimizing false positives.
CASE STUDY: DWS Group Improves Credit Trading Performance
This whitepaper is a case study on a recent project that DWS Group undertook to increase straight-through processing rates
Revised Capital Requirements Regulation Rules: CRR2 Reforms And Beyond In The Age Of COVID-19
In this whitepaper, AxiomSL outlines upcoming changes to Basel regulations and the resulting challenges faced by financial institutions. AxiomSL then offers insight into best practices for identifying and resolving these challenges and creating efficiencies when addressing the ever-changing…
The 5 faces of dynamic workforce risk
This whitepaper explains the five faces of dynamic workforce risk.
Stress Testing 2.0: Better Informed Decisions Through Expanded Scenario-Based Risk Management
This paper reviews the maturation of regulatory stress test regimes and explores diverse use cases where stress testing (or, more broadly, scenario-based analysis) may provide value beyond regulatory stress testing.