Regulation
705 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Model Risk Management: New Challenges, New Opportunities
This white paper assesses the current state of model creation in the financial services industry and outlines the challenges that come with managing model risk across corporate and Shadow IT environments. It further describes the features and capabilities to look for in a solution to help you…
Check mates - AI and the future of KYC
Risk.net partnered with specialists NICE Actimize to survey senior financial crime executives in banks and other financial services firms to assess the efficiency of current resources, processes and systems, and the potential of artificial intelligence-assisted technology to reverse a vicious…
How to Spare Yourself the Details of Regulatory Change
This white paper examines why a number of banks are relying on a third-party provider to keep track of the latest regulatory requirements, quickly push out the changes and ensure compliance ahead of the deadline. It further provides a solution for banks looking to future-proof reporting operations.
Seven trends that will transform banking and how technology and analytics can help
As banks wrestle with the technology agenda, this white paper explores the seven trends that are likely to define how the industry evolves over the coming years.
A Brave New World - The Benefits of System Consolidation
This white paper provides an accurate representation of the market’s current systems consolidation stance, while also focusing on the hurdles standing in the way of firms’ endeavours, and the potential business benefits that they stand to glean in the wake of the campaign.
Get Risk Right at Every Level
Sophisticated risk metrics are no longer the sole preserve of top-tier banks. Thanks to an innovative new style of service model, organizations of all sizes can now support highly complex calculations without breaking the budget.
The Building Blocks of UMR
This white paper describes the process firms must adopt to comply with the BCBS and International Organization of Securities Commissions’ new uncleared margin rules (UMR), set to take effect next year. The paper further defines five core elements needed for operational conformity, as well as the…
The Risk Monitoring Imperative - A practical guide for increasing visibility to potential risks
The white paper explores reputational, regulatory, financial and strategic risks and outlines why due diligence should be complemented by on-going, risk-based monitoring to improve visibility to supply chain and third-party risk.
The Impact of LIBOR’s Phaseout on Technology: Maneuvering Through the Curve Highway
After 2021, the UK’s FCA will no longer compel banks to use LIBOR as the benchmark for short-term interest rates. In this Q&A, James Jockle, Chief Marketing Officer and Ping Sun, Senior Vice President of Financial Engineering at Numerix discuss the true impact of LIBOR’s end on curve instruments.
The ECB Liquidity Stress Test 2019 - A comprehensive review of the exercise
This white paper gives an overview of the methodology and drivers behind the supervisory stress test of 2019.