Regulation

705 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

GRC buyer’s guide 2024

The core elements of a governance, risk and compliance (GRC) programme – risk management, compliance and audits – have been mainstays of business for decades. In recent years, there has been a growing call to transform the way in which these processes are managed to keep up with the rapidly…

Price check: is your firm keeping pace with IPV

Independent price verification (IPV) and valuation control are key requirements of financial firms’ compliance, risk management and reporting activities. But the growing complexity of financial markets and patchy liquidity means regulators and auditors increasingly expect firms to source more…