Operational Risk
480 white papers and resources
Below you will find a collection of operational risk white papers by industry leading experts. This information resource looks at key industry issues and practices, which can be used to aid in the decision-making process and help maintain a competitive advantage. Operational risk is the type risk that a company is exposed to from the execution of business functions. It is a wide concept that has rapidly evolved over the years. It includes risk that arises from the break downs of internal procedures, systems and people, plus external events. Fraud risks, legal risks, physical risk and environmental risks also are encompassed in operational risk.
Making Sense of Market Abuse Regulation (MAR)
This white paper will break down the new MAR rules set by the EU, and will look at ways financial organisations from the buy side can develop a response to the EU’s Market Abuse Regulation.
Utilitizing Reference Data
This white paper discusses how capital markets firms now have the opportunity to move reference data to a utility and take enterprise data management to an industry level.
FRTB: is your bank on track?
This infographic looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements.
IBM Counter Financial Crimes Management for Banking
This white paper addresses cybercrimes, fraud and anti-money laundering. It will explore how organizations can harness powerful arrays of technologies and techniques to fight an effective multifaceted, long-term war against financial crime.
Creating business value: Measuring the return of improved data management
This detailed survey of C-level executives, risk managers and data management professionals highlights the huge value that can be gained from more effective data governance and management.
Driving Change: Data Management and Data Governance Priorities of Tier 2 and Tier 3 Asset Managers
This white paper examines the results of a recent survey conducted by IHS Markit and WatersTechnology. It explores the data management capabilities and attitudes of Tier 2 and Tier 3 asset managers; the growing significance of data governance; and the need for further integration of data across…
In Search of a Single Version of the Truth: Adopting a Universal Data Model
This white paper explains how firms can normalize their internal data collection processes – and retain the flexibility they need to support the finance and risk functions, and business activities across the enterprise – by adopting a universal data model.
Implementing an IFRS 9 Solution: Challenges Faced by Financial Institutions
This white paper provides an overview of the new standard and analyses the major challenges financial institutions will face in ensuring compliance.
10 Step Guide to Collateral Management
This white paper will cover all fundamental aspects concerning the management of collateral, the associated risks and opportunities, as well as the key topics involved in establishing and running a collateral management function.
Quantification of End User Computing Risk in Financial Services
This report details the risks associated with End User Computing (EUC), as well as the potential consequences to financial institutions. It further discusses the importance of a quantified approach to EUC risk.