Operational Risk

480 white papers and resources

Below you will find a collection of operational risk white papers by industry leading experts. This information resource looks at key industry issues and practices, which can be used to aid in the decision-making process and help maintain a competitive advantage. Operational risk is the type risk that a company is exposed to from the execution of business functions. It is a wide concept that has rapidly evolved over the years. It includes risk that arises from the break downs of internal procedures, systems and people, plus external events. Fraud risks, legal risks, physical risk and environmental risks also are encompassed in operational risk.

Building Business Resiliency

If your organization is like so many others today, it’s become a complex tapestry of products, services, processes, technologies, employees, third parties and more. Each of these organizational components adds another level of complexity, which in turn magnifies the fragility and intricacy of your…

AML Compliance in Japan: A Risk-Based Approach

As the Financial Action Task Force and the Asia-Pacific Group on Money Laundering approaches its fourth round for mutual evaluation of Japan’s anti-money laundering compliance regime, many institutions—particularly regional and community banks—have found grasping the fundamentals of the problem a…