Regulation
707 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Accelerated Margin Valuation Adjustment
This white paper explores how the sheer speed of the triCalculate engine allows for full valuation in every step to guarantee accelerated Margin Valuation Adjustment.
The nexus between regulation and technology innovation
This white paper explores the drivers behind RegTech solutions as well as the key business benefits of enabling technologies. It further examines how regulatory technology innovation can help organisations gain greater strategic advantage, reduce costs and harmonize coordination.
Solving the MiFID II challenge
This white paper aims to help organization solve the MiFID II challenge. It further explains how there is still time for organisations to take on a MiFID II technology solution ready for the 2018 deadline.
Benchmarks Regulation – The Game is On
This white paper addresses the fast approaching deadline for Europe’s Benchmarks Regulation. It further provides guidance and information from the regulator to help organisations ensure compliance from January 2018.
Liquidity - Bringing it all Together
This white paper examines the evolution of liquidity and the introduction of additional requirements for intra-day liquidity management. It further explores why organisations are moving towards intraday models and global liquidity engines.
Pulling it all together – Challenges and opportunities for banks preparing for FRTB regulation
This white paper discusses the key challenges and opportunities facing banks as they prepare to implement the Fundamental Review of the Trading Book standard. It further examines how data aggregation and reporting tools can significantly aid compliance.
Achieving IFRS 9: A long way to go in a short time
This paper broadly sets out the critical steps of complying with IFRS 9 and suggests the most effective ways to accomplish them. It further explores the primary elements of IFRS 9 to help aid context and understanding.
Regulatory Client Outreach & The Path to Compliance
This paper explores the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. It further explores a proposed ‘best practice’ approach by automating aspects of the client management process.
Modelling Stressed Losses Given Default (LGD's) for Macroeconomic Scenarios
This white paper explores a validated model for stressed losses given default (LGD’s). It further provides a practical solution for banks and other financial institutions that require public firm LGD estimates for risk management and compliance purposes.
Finding Flow: The Case for Electronification in OTC Markets, Its Evolution and Its Future in Illiquid Markets
This white paper explores the evolution of electronic OTC derivatives trading platforms. It further examines the benefits of growing adoption of electronic RFQ platforms, for structured and exotic products.