Compliance
454 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
The Future of Collateral Management
This white paper focuses on the future of collateral management and examines how new regulation has significantly impacted the risks of providing collateral.
The 10 greatest challenges and pitfalls when designing and implementing SA-CCR
This white paper explores the greatest challenges financial institutions will face when implementing SA-CCR.
Regulatory Information Brief: MiFID II - Trade Surveillance: Raising the bar
This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses.
Banking in the dark: Data control framework for the new risk era
This white paper assesses the impact of the latest directives designed to combat banking risk. The paper further provides practical advice on getting your systems compliant; operating with greater efficiency; and implementing risk controls that power innovation.
The Game Changes: 10 Essential Elements for Truly Effective Compliance Programs
This paper outlines these game-changers and provides a roadmap with 10 essential elements to getting programs where managements and boards need and want them to be in achieving their compliance objectives.
Webinar: A risk-based performance pipe dream?
In this IBM-sponsored webcast, a panel of industry experts will discuss the obstacles facing risk-based performance management and Peyman Mestchian, managing partner, Chartis will review findings of a new study on risk-based performance management (one of several research papers in Chartis' The…
Data Activate: Your data is an asset. Generate a return.
This white paper provides recommendations and solutions to help enable financial organisations to make better use of the vast data being collected for regulatory purposes. The paper further explains why regulation can now be used as a means to make your business stronger.
Developing a Unified View of Risk: Bridging the Divide Between the Front and Middle Office
This white paper examines the results from a global survey of investment and risk management professionals. The white paper explores the risk management challenges faced by financial firms in today’s markets and how systems can and should adapt in response.
Benchmarking Your Compliance Programmes in EMEA & APAC
This webinar examines the top priorities and major challenges that ethics and compliance professionals are currently facing. The webinar offers recommendations and best practices that can be taken away and used within your own businesses.
Reading the Tea Leaves of Recent Regulatory Guidance
This white paper will explore the Federal Reserve’s “Guidance on Supervisory Assessment of Capital Planning and Positions” (SR 15-18 and SR 15-19). The paper further examines the BCBS’s “Guidance on Credit Risk and Accounting for Expected Credit Losses”.