Compliance
454 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
Peer Data and Analysis to Enhance Your Global Ethics and Compliance Programme
This report examines the responses from 247 ethics and compliance business professionals and explores what drives investment in compliance, the key risk areas and potential challenges.
Fundamental Review of the Trading Book: Impacts & Market Perspectives
This white paper analyses the Fundamental Review of the Trading Book (FRTB), covering its origins, responsibilities and priorities. The paper further identifies how market participants interpret the reform and examines some of the FRTB’s key issues.
Asset management in the Solvency II transition
This white paper explores how the implementation of Solvency II regulation will require further refinements in the way insurers approach asset management.
Cray® XC™ Series Supercomputer Accelerates CVA Performance in Addressing Counterparty Risk
This white paper explores the uses for Credit Valuation Adjustment (CVA) in meeting the ever changing regulation and reporting requirements.
Best Practices of Business- Specific Stress Testing: Advice From the Front Lines of Bank Risk Management
This white paper, which is the second in a two part series, explores best practices gathered from banks that are successfully using bank-specific stress tests to run their business smarter, safer and more profitably.
Elements of business-driven stress testing: Going beyond government-mandated stress testing to generate business-specific insights
This white paper, which is the first in a two part series, investigates going beyond government-mandated stress testing to generate business-specific insights and drive better performance.
Managing a Matching Adjustment portfolio
This white paper focuses on the cash flow matching approach to portfolio management; how interest rate derivatives can be used within that process; and where the investment manager can add value for its insurance clients.
Financial Regulation: Emerging Themes in 2016 The Age of Accountability?
We understand that keeping abreast of the latest regulatory developments can be burdensome. To help, our team of financial regulation experts have produced a publication including over 30 practical articles, to help you understand the most important regulatory developments for 2016 and how the…
A Next Generation Risk Management Solution
This white paper explores innovative new solutions which are currently reshaping the way leading financial institutions think about, identify, manage and respond to risk.
The Current State of Banking Stress Testing Technology: Closing the Gaps
This paper examines the current state of stress testing capabilities of banks, with a focus on key areas of weakness – and proposes how banks can address them with strategic investments in new capabilities.