Compliance
454 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
The Benefits of Modernizing the Commercial Credit Decisioning Process
This white paper explains the benefits of an online decision system to deliver higher returns on risk while making regulatory compliance easier and cheaper.
IFRS 9 Will Significantly Impact Banks’ Provisions and Financial Statements
This white paper gives practitioners a snapshot of the “current state” of the industry, while assessing the challenges banks face while transitioning to International Financial Reporting Standard 9 (IFRS 9). It also includes a series of comments on best practices and industry trends.
Post-Scoring Classification for Low Default Portfolios
This whitepaper aims to provide clues for optimizing Post-Scoring classification as well as analysing the relationship between the number of classes in a rating scale and the impact on regulatory capital for Low Default Portfolios.
Next-generation governance, risk and compliance (GRC)
This white paper explores the emerging GRC challenges in the regulatory and business environments. It further discusses how the next-generation of GRC is evolving to suit the new changes business needs.
Dynamics of disruption: An ‘Uber’ approach to compliance reporting
This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting.
Pursuing the ideal reference data utility: Best responses to business drivers and management complexities
This special report includes a virtual roundtable by thought leading professionals, drawing on the latest and most relevant news. The report also gives an in-depth insight into a new approach to reference data management.
AML in Asia: Future-proof strategies for a time of flux
This white paper discusses how compliance to AML regulation is becoming an increasing force in Asia-Pacific countries and the possible challenges that financial institutions may endure.
Credit risk management: Collateral, covenants and risk review
Credit risk management only begins with the approval of a loan. The ongoing processes of managing collateral, loan covenants, and monitoring the borrower’s financial condition are key to ensuring that the bank is in the best position to minimize its loss, should the borrower encounter issues.
What do rising trade reporting costs mean for your firm
This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting.
The Rising Cost of Trade Reporting: Can firms afford to stay compliant?
This white paper explores the current state of trade reporting and shows how growing costs, complexity and regulatory scrutiny are fueling a compelling business case for third-party managed solutions.